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Individual Budgets

Frequently asked questions

The answers

Q1. What is an Individual Budget?

A. Individual Budgets are intended to:

  • allocate resources transparently, giving individuals a clear cash or notional sum for them to use on their care or support package
  • streamline the assessment process across agencies, meaning less time spent giving information
  • bring together a variety of streams of support and/or funding, from more than one agency
  • give individuals the ability to use the budget in a way that best suits their own particular requirements
  • allow support from a broker or advocate, family or friends, as the individual desires
  • be delivered within local authorities' existing resource envelope

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Q2. When are they being introduced?

A. The government has made a commitment to piloting the individual budget approach to see if it really can deliver benefits for the people who use services and also to see what effect it might have on costs.  The first of the pilots in West Sussex began in December 2005 and the other pilot sites are working with the Care Services Improvement Partnership (CSIP) to start operating in the first half of 2006.

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Q3. What income streams are going to be included?

A. The pilots will cover:

  • council-provided social care services for adults
  • Supporting People funding
  •  Independent Living Fund
  • Integrated Community Equipment Services
  • Access to Work

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Q4. Who will be able to benefit from the Individual Budget pilots?

A. The pilots will cover a range of people with different support needs.  This includes older people, people with physical disabilities or sensory impairment, people with learning disabilities and people with mental health needs.  One or two pilots will also look at young people and people with long term neurological conditions.

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Q5. Are Individual Budgets just the same as Direct Payments?

A. Individual Budgets certainly build on some of the successful features of Direct Payments and have the same principles of choice and control. There are, however, some key differences. Individual Budgets would include a number of income streams rather than simply social care services in order to give the individual a more joined-up package of support.  Individual Budgets would also give the individual choice over how they receive their allocation - it does not have to be a cash allocation.  Most importantly, individual budgets put people in the centre of the planning process, and recognise that they are the person best placed to understand their own needs and how to meet them.

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Q6. Can the implementation of Individual Benefits improve the care system without putting in additional investment?

A. Individual Budgets are intended to be delivered within local authorities' existing financial envelope.  Evidence from the In Control pilots suggests that a person-centred planning approach can deliver improved outcomes for individuals for the same - or sometimes less - resources.  The individual budget pilots will look at this on a larger scale. The question of whether the individual budget approach can be delivered within existing resources will be one of the major elements in to be tested in the pilots.

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Q7. Are children's services included in the pilots?

A. At this stage the pilots will be looking at adult services only and are rooted in adult social care provision.  However, it is of course a good opportunity to look at any cross-over for young people and disabled children and transfer any learning - particularly as we intend at least one pilot to look at young people undergoing transition.  We are therefore working with our colleagues in the Department for Education and Skills to ensure that we can work together to share lessons learned in the pilots.

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Q8. How long will the pilot process last?

A. The first pilot, which will take place in West Sussex County Council, began in December 2005.  The remaining pilots will come on stream throughout 2006.  We anticipate that each pilot will last for around 18 months to two years. This means that we should have some clear evidence emerging from the pilots from late 2008, which will allow the government to make decisions about any future roll out of the individual budget approach.

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Q9. Who are the pilot sites?

A. There are 13 pilot sites:

  • Barnsley Metropolitan Borough Council
  • Bath and North East Somerset Council
  • Coventry City Council
  • Essex County Council
  • Gateshead Council
  • Kensington and Chelsea Borough Council
  • Leicester City Council
  • Lincolnshire County Council
  • London Borough of Barking and Dagenham Council
  • Manchester City Council
  • Norfolk County Council
  • Oldham Metropolitan Borough Council
  • West Sussex County Council

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Q10. When will a decision be made about rolling out the pilots?

A. This decision will be made as soon as we have clear evidence from the research teams who are evaluating the pilots.  This will be a few years down the line.

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Q11. How do Individual Budgets link up with the health and social care White Paper?

A. Individual Budgets are an integral part of the adult social care green paper Independence, Well-being and Choice and were responded to positively during the consultation period.  They are therefore clearly an important part of the new White Paper which continues the Green Paper's focus on person-centred services which put individuals in control of their support.

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Q12. What is the evaluation process for the pilots?

A. Three research units are working collaboratively to develop that the research and evaluation strategy for this project.  They are the Personal Social Services Research Unit, the Social Care Workforce Research Unit and the Social Policy Research Unit.  Between them they bring together a wealth of experience in working on social care issues and in relation to older people and disabled people.  They are being involved from the outset in the development of the pilots.

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