Contact:
  • Licensing Services
  • Address:

    9-10 Bath Street, Bath BA1 1SN

  • E-mail:
    licensing@bathnes.gov.uk
  • Telephone:
    01225 396719
  • Fax:
    01225 477596
  • Minicom:
     
  • Page Updated:
    20/12/2007
  • Author:
    Lorna McCardle
A to Z Index

Licensing Act 2003

Guidance Notes - Premises Licences

(including public houses, nightclubs, off licences, restaurants, cinemas, theatres and late night refreshment houses)

General

Licensing Objectives

You need to bear the four licensing objectives in mind when completing your application.  If your application goes to a hearing with the Licensing Sub-Committee, they will consider whether your application fulfils the licensing objectives.  The licensing objectives are:

  • Prevention of crime and disorder
  • Public safety
  • Prevention of public nuisance
  • The protection of children from harm
Good Practice

There are a number of responsible authorities who will consider your application for a premises licence.  If they have concerns about what you propose to do they can make a representation.  You may wish to contact them when drafting your application in order to try to resolve any issues that could arise.

 Incomplete Applications

We cannot accept incomplete applications.  The time limit for processing will not start until you have supplied a correctly completed application, fee together with any other documentation, and have advertised your application as required. 

Duration of Licence

Premises Licences last for the lifetime of the business, unless you apply for a licence for a shorter period.

Designated Premises Supervisor

If you are applying for a Premises Licence that includes consent to supply or sell alcohol you must appoint a Designated Premises Supervisor (DPS).  You are only permitted to nominate one DPS per premises.  The DPS does not have to be present on the premises at all times.  However, as they are responsible for ensuring the premises are compliant with the law, we would suggest you appoint somebody who has some day-to-day responsibility for the running of the business.  The DPS will be responsible for the sale of alcohol on the premises at all times.

The DPS has to have a Personal Licence.  See our guidance “ Personal Licences” for more information.

Drinking Up Time

There is no set “drinking up time” in the Act, you must include the times you want to operate in your application.  You can effectively have a drinking up time by leaving a 30-minute gap between the time you finish selling alcohol and the time the premises close.

Structural Alterations

If you are making a minor alteration to the premises, such as adding an extra toilet, you can apply to for a Variation of your existing Premises Licence.  If the alteration is any more substantial than this, you will need to apply for a New Premises Licence.  We suggest you contact the Licensing Office at the address on the front of this guidance if you are unsure which application to make.

New Premises Licences - Completing the Application Form:  “Application for a Premises Licence to be granted under the Licensing Act 2003”

Premises Details

Enter the name, address, telephone number and rateable value of the premises.

Applicant Details

The first part of this section concerns the type of applicant you are.  Tick the appropriate box.  Go to the part of the form relating to the section you have ticked – e.g. Part A for individual applicants, and complete that part.

Signatures

If the application is made by a limited company, partnership or unincorporated association, someone who has the capacity to bind the company or partnership should sign.  Your Agent may sign providing he or she has actual authority to do so.

Where there are two applicants, they must both sign the form.

Checklist

Your application for a New Premises Licence must include the following:

The application form, completed in its entirety

  • The fee
  • The consent form from the proposed Designated Premises Supervisor, if that is not the applicant
  • A plan of the premises

You must also:

  • Send a copy of your application form and plan to the licensing team and the six responsible authorities
  • Advertise your application in a newspaper circulating in the local area
  • Advertise your application on a notice at the premises

Varying an Existing Licence - Completing the Application Form:  “Application to vary a Premises Licence under the Licensing Act 2003”

Premises Details

Enter the name, address, telephone number and rateable value of the premises.

Applicant Details

Enter the contact details for the licence holder.

Nature of Proposed Variation

Describe the changes you wish to make, for example, “Extend the sale of alcohol on Fridays and Saturday from 1000 – Midnight and include Live Music from 1700 – 2300 on Fridays.”

Operating Schedule

You only need to fill in the boxes relating to the activities you want to make changes to.

Signatures

If the application is made by a limited company, partnership or unincorporated association, someone who has the capacity to bind the company or partnership should sign.  Your Agent may sign providing he or she has actual authority to do so.

Where there are two applicants, they must both sign the form.

Checklist

Your application to Vary an existing Premises Licence must include the following:

  • The application form, completed in its entirety
  • The fee
  • Your current Premises Licence or an explanation why you have not enclosed it
  • If you are applying for a Variation that includes the sale of alcohol for the first time:  The consent form from the proposed Designated Premises Supervisor, if that is not you
  • If you are applying for a Variation that includes minor structural changes to the premises:  A plan of the premises

    NB.  Major structural changes require an Application for a New Premises Licence

You must also:

  • Send a copy of your application form and plan to the licensing team and the six responsible authorities
  • Advertise your application in a newspaper circulating in the local area
  • Advertise your application by way of a site notice posted at your premises for 28 consecutive days from the date we receive your application

Operating Schedules

Start Date

Tell us when you want the Premises Licence to start (providing it is granted).  This can not be sooner than 2 months from the day we received the application.  If the Licence is only for a limited period, you must also tell us when you want it to end.

Description of the Premises (Applications for a New Premises Licence only)

Your description should state:

  • Whether the premises are detached, terraced etc. and what they adjoin
  • Description of main use of premises, e.g. pub, takeaway
  • How many floors the premises consists of
  • Which floors are used for licensable activities
  • What entertainment facilities are provided, if applicable
  • Brief descriptions of what other parts of the premises are used for
Licensable Activities

Tick the boxes of the activities you want to have on the premises.

Licensed Activities and Opening Times

Fill in the boxes that relate to the activities you want to provide.  Times must be given in the 24-hour clock.  There are two boxes for times, to account for when there is a break during the day.

Seasonal Variations

This would allow you to open later, say, during the summer months (you would have to specify which months).  You need to say when you want to open and for how long.

Non Standard Timings

This caters for special occasions, New Year’s Eve, for example.  You may wish to stay open and serve alcohol all night on New Year’s Eve through to your usual close of business on New Year’s Day, so you can specifically ask for this by saying “10:00 on New Year’s Eve to 23:00 on New Year’s Day.”

Indoors or Outdoors

If licensed activities will take place in a building or similar structure, please tick “Indoors”.  If activities are to take place in the open air, or with a roof cover and no side wall covers, please tick “Outdoors”.  If you are a pub with a garden (for example) and you would like licensable activities to take place in the garden, you would tick both boxes.

Further Details

Tell us the kind of activity you will be providing, for example, in the Live Music box, you could say “Amplified and unamplified music from visiting bands.”

Hours Premises Are Open to the Public

This area is for you to say what time the public may enter the building or premises and what the latest time is they will leave, regardless of whether licensable activities are taking place.

Activities That May Give Rise to Concern in Respect of Children

This could include nudity or semi-nudity (such as exotic dancers), films for restricted age groups or the presence of gaming machines.

Steps You Intend to Take to Promote the Four Licensing Objectives

This is a very important part of the form.  You must use this area to demonstrate that you can run your business in accordance with the four licensing objectives.

You need to satisfy the responsible authorities and any other interested parties (e.g. local residents), that you can run the premises responsibly and in accordance with the licensing objectives.  If these people do not feel the steps you propose are adequate, they may object to the licence being granted.

It is in everybody’s interests to reduce the likelihood of people objecting to your application.  You must think very carefully about how you are going to address the four licensing objectives. 

Whatever you put in this section will become a condition of your licence.  Therefore you should not volunteer to do anything that you are not able, or not prepared, to do if the licence is granted.  You are not expected to address issues already covered by existing legislation, e.g. “I will not serve to people who are obviously drunk” or “I will not serve alcohol to under-18’s”.

Examples of things you may wish to consider are given below.

General – All Four Licensing Objectives
  • Providing registered door supervisors
  • Staff training on licensing issues
  • Installing a CCTV system
The Prevention of Crime and Disorder
  • Drugs policies/notices
  • Membership of a local Pubwatch scheme
  • Search policies
  • Bottle bans
Public Safety
  • Provision of emergency lighting
  • Provision of additional escape routes
  • Capacity limits
  • First Aid provision
  • Seating arrangements
  • Use of special effects
  • Number of attendants
The Prevention of Public Nuisance
  • Provision and use of a noise limiting device
  • Secondary glazing/soundproofing
  • Keeping the music to a reasonable level
  • Litter clearance
  • Considerate loading/unloading arrangements
  • Controlling noxious odours from cooking
  • Closing external areas after a certain time
  • Restricting hours that amplified music can take place
  • Keeping doors and windows closed while the licence is being used
  • Notices asking patrons to leave quietly
The Protection of Children From Harm
  • Provision of children’s areas
  • CRB checks of staff involved in looking after young people
  • Proof of age cards
  • A limit on the hours during which children can be present on the premises
  • Requirement for attendants to be present when children’s activities are taking place
Which Activities Need a Licence?
  • Plays – You do not need a licence if the play is purely for educational purposes, or it is part of religious worship (e.g. a Nativity play).
  • Film Exhibitions – You do not need to apply for ‘film exhibitions’ if you simply wish to have the television on in the background.  Nor do you need to apply if you are only showing live television – for example, a live football match.  If you do apply for films, you will need to provide additional information about the seating arrangements at your premises and ensure that you are complying with the Fire Authority’s requirements for the showing of films.  We suggest you contact the Fire Authority before making an application for the showing of films.
  • Indoor Sporting Events – You do not need a licence for traditional pub games that are played without an audience (e.g. darts, pool).  You do need a licence if the sport is going to attract an audience (e.g. a display match by visiting darts players).
  • Boxing and Wrestling Entertainments – You need a licence for any boxing or wrestling events.
  • Performance of Live Music – The ‘two in a bar’ rule no longer exists, so you will need a licence for any performance of live music, no matter how many people are performing or whether it is acoustic or amplified.
  • Playing of Recorded Music – You do not need a licence for background music if it is incidental.  You do need a licence if the music is a reason, or becomes a reason, for people to attend.
  • Performance of Dance – This means dancing by professional dancers. You do not need a licence for your customers to dance, but you will need to fill in the box marked “provision of facilities for dancing” if there is space for customers to dance.
  • Entertainment of a Similar Description
  • Provision of Facilities for Making Music – You need a licence if you provide facilities for customers to use for their own entertainment e.g. a karaoke machine. 
  • Provision of Facilities for Dancing – For example, a dance floor/area.
  • Provision of Facilities for Entertainment of a Similar Description –  For example, a microphone that is available for use by comedians, magicians, etc.
  • Late Night Refreshment – This is the sale of hot food and drinks after 11pm.
  • Supply of Alcohol – This includes situations where, for example, tickets to an event are sold with the promise of a ‘free glass of wine’.  This also includes things like wine tasting events, where members of a wine appreciation club pay a membership fee which covers the cost the wine being sampled.  It also includes where alcohol is being given away in return for a donation.

If you are still unsure whether the activities you provide require a licence, contact the Licensing Office at the number on the front of this form.

Minor Changes to Licensing Premises

The Licensing Act states that any change to premises which departs from the original licensing plan must trigger an application for either a new premises licence or variation to the existing premises licence. 

An application will be expected if any of the following examples apply (always seek advice from the licensing team): 

  • when a drinking area or drinks sale area is about to be made much bigger
  • where use of an escape route will be affected in a significant way
  • where there will be significant interference with sight lines, where alcohol is sold
  • if the new arrangement of the building and sources of sound may generate a nuisance
The Plan

The plan must be drawn to a scale of 1 centimetre to 1 metre, unless we have previously confirmed in writing to you that an alternative scale is acceptable.  The plan must show:

  • The whole building, including non licensed areas
  • Any external or internal walls which comprise the premises, or in which the premises are comprised
  • All exits from the premises
  • If different from the above, the location of the escape routes from the premises
  • Areas where existing licensable activities take place
  • In a case where the existing licensed activity relates to the supply of alcohol, the location(s) on the premises that are used for the consumption of alcohol
  • Fixed structures (including furniture) or similar objects temporarily in a fixed location (but not furniture) that may impact on the ability of customers to use exits or escape routes without impediment
  • In a case where premises include a stage or raised area, the location and height of each stage or area relative to the floor
  • The location and type of any fire safety and other safety equipment including, if applicable, marine safety equipment
  • The location of any kitchen on the premises

We strongly recommend that you seek advice from the Fire Authority when preparing plans of the premises.

Advertising Your Application

You must advertise your application on an A4 pale blue notice printed legibly in black ink displayed at the premises for 28 days (we will give you a form to fill in and display).  You must put the notice up the day after you make your application to the Council.  Council officers will check that you have displayed the notice and your application will not be accepted unless this is done.

The notice must be displayed prominently at or on the premises, where it can be conveniently read from the exterior of the premises.  If the premises are more than fifty metres square in size, you must display a duplicate notice every fifty metres along the external perimeter of the premises, abutting any highway.  Make sure the notice is clearly visible from the public highway and remember that wheelchair users will appreciate the notice within their readable distance, i.e. don’t put it too high.

You must also publish notice of your application in the local press within ten working days after the day after you make your application.  The wording of the newspaper notice will be the same as wording on your blue notice.  You must send a copy of the newspaper containing the advertisement to us as soon as it is published.

What Happens Next

Any of Responsible Authorities or local residents and businesses are entitled to make representations about your application, providing they are relevant to any of the four licensing objectives. 

If representations are made, the Council’s Licensing Committee (3 members) will determine your application.  The Committee is comprised of elected Members of the Council.

You will be invited to attend the meeting to give evidence, answer questions, and call any witnesses.  The Committee will listen to evidence from both sides before deciding whether to grant the application.  They may grant it as requested, grant with conditions (provided these are relevant to the licensing objectives) or refuse your application.

Appeals

If you are dissatisfied with a decision made by the Council, you may appeal to the Magistrates’ Court for the petty sessions area in which the premises are situated, within 21 days of being notified of the Council’s decision.  This will normally be the Bath Magistrates’ Court.

We have made this leaflet as comprehensive as possible.  However, in attempting to simplify the law, certain requirements have been omitted.  Full details of what you must do are in the legislation itself. 

Laws can and do change.  This information was accurate when produced, but may have changed since.  We must advise that only the Courts can give an authoritative opinion on statute law.

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Children

Purpose of the Act

The overall aim is to modernise the legislation governing the sale and supply of alcohol and public entertainment licensing so that:

  • Various existing pieces of legislation are brought under a single act
  • Licensing decisions are made according to local considerations
  • Licensing hours are deregulated (i.e. the current restrictions on the hours when alcohol can be sold are removed)
Licensing Objectives

The Act lays out four licensing objectives:

  • The prevention of crime and disorder
  • Public safety
  • The prevention of public nuisance
  • The protection of children from harm

The protection of children from harm is one of the four licensing objectives that underpin the Licensing Act 2003. The legal drinking age will still be 18 but the Licensing Act introduces mandatory conditions relating to children in licensed premises.

The new licensing regime aims to close the loopholes and inadequacies of current law in relation to children, while allowing under 18s to experience the atmosphere of licensed premises in a family friendly, safe environment. The Act requires that all licensed premises and clubs set out in their operating schedules the steps proposed to be taken to promote the licensing objectives, including the protection of children from harm.

The new regime will allow licensing authorities to attach conditions relating to children's access to reflect the individual nature of each establishment if relevant representations are made by a responsible authority or interested party. Where there is no risk of harm, there is no need for conditions. Where there is a genuine danger, for example through underage drinking, drug dealing or entertainment of an adult nature, the Council will be able to impose necessary conditions on the licence or certificate to provide the fullest possible safeguards for the protection of children.

Offences under the Licensing Act 2003 relating to children
  • It is an offence to allow an unaccompanied child under 16 on premises holding a premises licence or a club premises certificate or a temporary event notice that are used exclusively or primarily for the supply of alcohol. In effect, this would apply to most pubs and bars where restaurant and food facilities are not provided as a permanent feature or attraction.  It follows that premises used primarily as restaurants would be exempt from this requirement;
  • It is an offence to allow an unaccompanied child under 16 to be on premises holding a premises licence or a club premises certificate or a temporary event notice between the hours of midnight and 5.00am when the premises are open for the supply of alcohol;
  • It is an offence for any person to sell alcohol to under-18’s (but see exemption below);
  • It will be an offence for an under-18 to buy or attempt to buy alcohol;
  • It is an offence to send an under-18 to buy alcohol;
  • It is an offence to knowingly deliver alcohol to an under-18;
  • It is an offence to purchase, or attempt to purchase, alcohol for an under-18;
  • It is an offence to sell liqueur confectionery to an individual aged under 16;
  • It will be offence for an under-18 knowingly to consume alcohol on premises holding a premises licence or a club premises certificate or a temporary event notice.
16 – 17 year olds

An exception to drinking alcohol is provided for an accompanied individual aged 16 or 17 where the alcohol is beer, wine or cider to be consumed with a table meal.

Do the prohibitions on unaccompanied children aged under-16 extend to beer gardens or outside terraces?

Yes. One of the major changes in the Act is for the first time the licensing laws will extend to the whole of the premises rather than just the 'bar area' as was previously the case. The sale or supply of alcohol anywhere on relevant premises to anyone aged less than 18 years will be prohibited and will be a prosecutable offence; as will the consumption of alcohol by an individual under 18 anywhere on relevant premises.

Will children aged under 16 be allowed to buy and consume soft drinks in any premises?

The purchase and consumption of soft drinks are not licensable activities. However, the offence provisions relating to certain categories of premises may mean that unaccompanied children under 16 may not have access to those premises even to buy and consume soft drinks

Will the legal drinking age still be 18?

Yes. This remains unchanged under the Act.

Will licensees or members of a club be liable for prosecution for selling or supplying alcohol to children if they have genuine reason to believe that a child is over 18?

The Act provides that where a person is charged with the offence of selling, or a club supplying, alcohol to a child under 18, it is a defence that he believed the individual was 18 or over and either he had taken all reasonable steps to establish the individual's age, or that nobody could reasonably have suspected that the individual was aged under 18.

The Act defines 'reasonable steps' as asking the individual for evidence of his age and that evidence would have convinced a reasonable person. However, if the steps taken are shown to be inadequate, for example the proof of age is obviously forged or belongs to someone else; this defence will not be applicable.

How will the changes to the law affect events such as under 18 discos held in nightclubs?

It will be unlawful under the Act to allow unaccompanied children aged under 16 years into relevant premises between midnight and 5.00am where alcohol is supplied for consumption on the premises. In effect, this will apply to many nightclubs as they operate longer hours and have alcohol for sale after midnight.

For licensees or clubs to stage under-18 discos, they will have to outline their intentions in their operating schedule, including descriptions of the measures they propose to take to promote the protection of children from harm. In most instances, the presence of an organiser of the event should be satisfactory in ensuring that an adult accompanies the children attending the event. In addition, if the premises in question does not serve any alcohol on the night of the event and only sells soft drinks to the under 18s, the rule will not apply.

What does 'accompanied by an adult ' mean?

Under the terms of the Act, a child is defined as being accompanied by an adult if they are in the company of an individual aged 18 or over. If it is discovered that unaccompanied children under 16 are on premises restricted to them, the licensee or club will be liable for prosecution.

What restrictions can be placed on a Premises Licence or Club Premises Certificate relating to children's access?

The restrictions placed on a licence or certificate will vary according to the individual circumstances of the premises or club and any representations made by responsible authorities and interested parties and in all cases will be subject to the test of being necessary for the promotion of any of the licensing objectives.

Every application for a Premises Licence or a Club Premises Certificate will have to be accompanied by an operating schedule outlining the measures it is proposed to take to promote the protection of children from harm. Where representations are made by a responsible authority or interested party, the licensing authority may place conditions on the licence relating to times, ages of the children, and any other measures they deem to be necessary to protect children.

In the Secretary of State's Guidance to licensing authorities, three tiers of suitability are outlined:

  • For premises that have known associations with activities that could be harmful to children, there will be a strong presumption against allowing children to have access at any time.
  • For premises that do not serve alcohol for consumption on the premises, but are open later than 11.00pm, there will be a presumption that unaccompanied children under 12 should not be there after that time.
  • For all other premises, there will be the expectation that there will be unrestricted access for children.

This information has been made as comprehensive as possible.  However, in attempting to simplify the law, certain requirements have been omitted.  Full details of what you must do are in the legislation itself. 

Laws can and do change.  This information was accurate when produced, but may have changed since.  We must advise that only the Courts can give an authoritative opinion on statute law.

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Interim Authority Notices

The holder of a premises licence or a club premises certificate may die, become incapacitated or become insolvent.  If this happens, the premises licence or club premises certificate lapses, and no licensable activities can take place.  If you have an ‘interest’ in the business, you can apply to take over the licence so that the business can keep running.  If you wish to do this, you have two options:

1  Apply for a transfer of the licence into your name

This means you would become the new licence holder permanently.  There is a box on the transfer application form that you can tick which asks for the application to have ‘immediate effect’.  This means that the licence will be transferred into your name as soon as the application is received by the Licensing Department.  Contact the Licensing Department if you want further information about licence transfers.

2  Apply for an interim authority notice

This temporarily transfers the licence into your name so that the business can keep operating for .  This may be useful if, for example, your partner becomes incapacitated and you want to keep the business running until you decide what to do next.

Who can give an Interim Authority Notice?
If the licence holder dies

A personal representative of the licence holder (e.g.  Spouse)

If the licence holder becomes mentally incapable

A person acting under a power of attorney under the Enduring Powers of Attorney Act 1985.

If the licence holder becomes insolvent

The insolvency practitioner

You must also send a copy of the interim authority notice to the police at the Liquor Licensing Bureau.

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Offences

This fact sheet contains a list of offences that can be committed under the Licensing Act 2003.  Council or Police officers can prosecute persons for any of these offences.  Cases can be dealt with by way of a formal caution or in the Magistrates Court.  The Court may also order the forfeiture of a Personal Licence, or suspend it for up to six months.  If you are convicted of an offence, the Police may also raise objections to you holding a Personal Licence, and the Council can hold a hearing to consider whether your Personal Licence should be revoked.

Any person

As for disorderly conduct above

As for disorderly conduct above

Any person

Person who is “drunk or disorderly”

Offence
Person who Commits the Offence
Defence to the Charge
Max Penalty
Premises Licences
     

Failing to notify the Council that you have changed your address

Premises Licence Holder

Reasonable excuse

£500

Failing to notify the Council that the Designated Premises Supervisor (DPS) has changed address (unless they have already notified us themselves)

Premises Licence Holder

Reasonable excuse

£500

Failing to give notice to a person who has or has not been replaced as a Designated Premises Supervisor

Premises Licence Holder

Reasonable excuse

£1000

Where the DPS has said he wishes to be removed from the licence (and is also the holder of the Premises Licence), failing to give his Licence to the Council or explain why he cannot do so

Premises Licence Holder/DPS

Reasonable excuse

£1000

Failing to tell the DPS that a licence or interim authority has been granted

Premises Licence Holder/Applicant

Reasonable excuse

£1000

Failing to tell the DPS that an application has been made to transfer the Premises Licence

Premises Licence Holder

Reasonable excuse

£1000

Failure to produce the Licence at the Council’s request within 14 days in the event of a determination notice, lapse etc.

Premises Licence Holder

Reasonable excuse

£500

Failing to keep and display a copy of the Premises Licence, or a summary of it

Premises Licence Holder

Reasonable excuse

£500

Qualifying Clubs
     

Failing to notify the Council of any alteration to the name, or the rules, of the Club

Secretary of the Club

No defence available

£500

Failing to notify the Council of cessation of authority to use the relevant registered address

Secretary of the Club

Reasonable excuse

£500

Failing to give the Council the Club Premises Certificate when required to do so for updating etc.

Secretary of the Club

Reasonable excuse

£500

Failing to keep the Certificate (or certified copy) on the premises in the custody of the “nominated person”

Secretary of the Club

Reasonable excuse

£500

Failing to ensure a summary of the Certificate (or a certified copy) AND a notice of the nominated person’s position is prominently displayed

The nominated person

Reasonable excuse

£500

Failing to produce the Certificate or certified copy when asked to do so by a constable or authorised person

Any person

Reasonable excuse

£500

Obstructing an authorised person or constable wishing to enter and inspect on application for grant, variation or review

Any person

No defence available

£500

Temporary Activities and Events
     

Obstructing an authorised officer from entering the premises to assess the impact on the crime prevention objective

Any person

Have to prove intention to commit offence

Failing to display the Temporary Event Notice, or keep it at the premises in the custody of the Premises User, or of his nominee (either of whom must be present) – the notice of nomination must be displayed

Premises user

Reasonable excuse

£500

Failing to produce the Temporary Event Notice to a constable or authorised officer

Premises user or the nominee

Reasonable excuse

£500

Personal Licences
     

Failing to notify the Council upon application for a grant or renewal of a relevant offence or foreign offence

Applicant

“as soon as is reasonably practicable”, reasonable excuse

£2,500

Failing to notify the Council of any change in name and address

Personal Licence Holder

“as soon as is reasonably practicable”, reasonable excuse

£500

Failing to produce or notify the Court of the Personal Licence when being dealt with for a relevant offence

Personal Licence Holder

“no later than his first appearance”; reasonable excuse

£500

Failing to notify the Council that you have been convicted of a relevant offence/foreign offence where the Court has not already done so

Personal Licence Holder

“as soon as reasonably practicable after the conviction”; reasonable excuse

£500

Failing to produce licence for updating to Council within 14 days of notice

Personal Licence Holder

Reasonable excuse

£500

Failing to produce Personal Licence for inspection by a constable or authorised officer

Personal Licence Holder

Reasonable excuse

£500

General Offences
     

Carrying on, or knowingly allowing the carrying on, of any licensable activities without a licence or Temporary Event Notice

Any person

Due diligence

Six months in prison and/or

£20,000

Unauthorised exposure of alcohol for sale by retail

Any person

Due diligence

Six months in prison and/or

£20,000/forfeiture

Possession of alcohol with intent to sell by retail or supply (in a qualifying club) where that would be unauthorised

Any person

Due diligence

£500/forfeiture

Knowingly allowing disorderly conduct on relevant premises

Any person working paid or unpaid who is authorised to prevent it; Premises Licence Holder; DPS; any member or officer of a qualifying club who is on the premises at the time in a capacity that enables him to prevent it; the Premises User for a Temporary Event Notice

No defence available

£1000

Knowingly selling or attempting to sell or supply alcohol to, or allowing alcohol to be sold to, someone who is drunk

As for disorderly conduct above

No defence available

£1000

On relevant premises, knowingly obtains alcohol for consumption on those premises for a person who is drunk

Any person

No defence available

£1000

When drunk or disorderly, failing to leave relevant premises when asked by a constable or other relevant person, or attempting to enter or re-enter having been asked not to

Person who is “drunk or disorderly”

Reasonable excuse

£200

Knowingly keeping or allowing to be kept, any goods on which duty has not been paid, or any other illegally imported goods, on relevant premises

As for disorderly conduct above

No defence available

£1000 plus forfeiture etc.

Sale of alcohol by retail on or from a vehicle that is not permanently or temporarily parked

Any person

Mistake, reliance on information given to him, act or omission of another, other cause beyond his control; took all reasonable precautions and exercised all due diligence

3 months in prison and/or £20,000

Knowingly selling or attempting to sell alcohol in contravention of a Magistrates Court order prohibiting the sale of alcohol on trains (this order can only be made on the application of a senior Police officer, and only if necessary to prevent disorder)

Any person

No defence available

3 months in prison and/or £20,000

Knowingly or recklessly making a false statement in, or in connection with, a licensing application

Any person

 

£5000

Allowing premises to be open where a review has been made and the licence has been revoked; until the time limit for appeal, or the appeal has been dealt with

Any person Reasonable excuse

3 months in prison and/or £20,000

Intentionally obstructing an authorised person wishing to enter the premises to see if a licensable activity is being carried on

Any person

 

£1000

Closure Order Offences
     

Knowingly keeping, or allowing to be kept open, premises subject to an “identified area” closure order.  A constable may use “such force as may be necessary for the purpose of closing the premises…”

Any manager, Premises Licence Holder, Designated Premises Supervisor or Premises User under a Temporary Event Notice

No defence available

£1000

Permitting relevant premises to be open in contravention of a closure order on identified premises

Any person

Reasonable excuse

3 months in prison and/or £20,000

Permitting relevant premises to be open in contravention of a Magistrates Court closure order

Any person

Reasonable excuse

3 months in prison and/or £20,000

Note: A constable may use such force as may be necessary to close premises so they comply with a Closure Order, but will not be liable for damages for act or omission, unless you can prove bad faith or a breach of section 6(1) of the Human Rights Act

     
Underage Offences
     

Knowingly allowing an unaccompanied child on premises exclusively or primarily being used for the supply of alcohol for consumption on the premises

As for disorderly conduct

Child was passing to/from another place where there is no other means of access or egress; due diligence if due to the act or default of another

£1000

Allowing an unaccompanied child to be on relevant premises between midnight and 5.00am when the premises are being used for the purpose of supplying alcohol for consumption there

As for disorderly conduct

Child was passing to/from another place where there is no other means of access or egress; due diligence if due to the act or default of another

£1000

Selling alcohol to a person aged under 18

Any person, a Club, or a person on behalf of a Club

(i) belief that person was over 18 AND either (a) had taken all steps to establish the age, i.e. was provided with evidence that would convince any reasonable person or (b) no reasonable person would have suspected person was under 18; (ii) due diligence where act or default of another

£5000

Knowingly allowing the sale or supply of alcohol on relevant premises to a person aged under 18

Any person who works at the premises in any capacity, whether paid or unpaid, which authorises him to prevent the supply; any member or officer of a Club who at the time was present in a capacity which enabled him to prevent it

No defence available

£5000

Knowingly allowing alcohol to be supplied to, or to the order of, a Club Member who is under 18, or to the order of a Member, to someone under 18

Any person who works at the premises in any capacity, whether paid or unpaid, which authorises him to prevent the supply; any member or officer of a Club who at the time was present in a capacity which enabled him to prevent it

No defence available

£5000

Sale or supply of liqueur confectionery to a child under 16

Any person, any person on behalf of a Club, a Club

As for selling alcohol to a person under 18 (but substitute 16 for 18)

£500

Attempting to buy alcohol when aged under 18 (unless sent by a constable or Trading Standards Officer)

Any person aged under 18

No defence available

£1000

Being supplied with alcohol by a Club you are a member of, by or on behalf of the Club, because of some act or default of yours, or attempting to have alcohol supplied to you or to your order by or on behalf of, the Club

Any person aged under 18

No defence available

£1000

Buying, or attempting to buy, alcohol on behalf of a person aged under 18

Any person

No reason to suspect person was under 18

£5000

Being a Club Member and making an arrangement for alcohol to be supplied to a person under 18, or attempting to make such arrangements

Any Club member

No reason to suspect person was under 18

£5000

Buying, or attempting to buy, alcohol for consumption on relevant premises by a person aged under 18; or having (by act or default) alcohol supplied to him or to his order, for consumption on the premises by a person aged under 18

Any person or Club member – but does not apply to a 16/17 year old drinking beer, wine or cider for consumption with a table meal on relevant premises when accompanied by a person aged over 18

No reason to suspect person was under 18

£5000

Knowingly consuming alcohol on relevant premises

Any person aged under 18 except exemption for 16/17 year olds as above

No defence available

£1000

Knowingly allowing consumption of alcohol on the premises by a person aged under 18

Any person who works at the premises in any capacity, whether paid or unpaid, which authorises him to prevent the supply; any member or officer of a Club who at the time was present in a capacity which enabled him to prevent it

No defence available

£5000

Knowingly delivering alcohol sold or supplied on the premises to a person aged under 18 (also applies to Clubs)

Any person who works at the premises in any capacity, whether paid or unpaid

Delivering to the buyer’s home or work; where the underage person works at the premises in a capacity that involves alcohol delivery; or where the alcohol is sold for consumption on the premises

£5000

Knowingly allowing someone else to deliver alcohol sold on relevant premises to a person aged under 18

Any person who works at the premises, whether paid or unpaid, in a capacity that authorises him to prevent the delivery

As above

£5000

Knowingly allowing someone else to deliver alcohol sold on relevant premises to a person aged under 18 by or on behalf of a Club, or to the order of a Member

Any person who works at the premises in a capacity, paid or unpaid, which authorises him to prevent the supply, and any member or officer of the Club present at the time in a capacity that enables him to prevent it

As above

£5000

Knowingly sending a child to buy alcohol to be consumed off the relevant premises; supplying alcohol by or on behalf of a Club for the same reason (except where instructed by a constable or a Trading Standards Officer)

Any person

No defence available

£5000

Knowingly allowing a person aged under 18 to sell alcohol or supply alcohol on behalf of a Club, unless the sale or supply has been specifically approved by that person – does not apply where the alcohol is sold for consumption with a table meal in premises used for the service of table meals (or a part of the premises used for this), and where the premises are not used for the sale and supply of alcohol except to persons having table meals as an ancillary to eating

Premises Licence Holder; Designated Premises Supervisor; person aged over 18 authorised by a Premises Licence Holder or DPS; any member or officer of a Club where present in a capacity which authorises him to prevent the supply; a Premises User under a Temporary Event Notice or person aged over 18 authorise for this purpose by the Premises User

No defence available

£200



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Advice from Responsible Authorities

Avon Fire and Rescue - Advice to Applicants

Public Safety

In order to satisfy the licensing objective for public safety, the following actions must be taken:

1)  A risk assessment of the premises is a requirement under The Health and Safety at Work Act 1974. In accordance with regulation 3 of The Management of Health and Safety at Work regulations 1999 when 5 or more persons are employed to work the significant findings of the risk assessment must be documented.

2)  A fire risk assessment in accordance with regulation 8 of The Fire Precaution (Workplace) Regulations 1997 amended. When 5 or more persons are employed to work the significant findings of the risk assessment must be documented.

(Refer to FIRE SAFETY An employers guide.)

3)  A plan of 1:100 scale (unless otherwise arranged) of the premises should include the following details:

  • The location and extent of the boundary of the building, if relevant, and any external and internal walls which comprise the premises, or in which the premises is comprised.
  • The location of exits from the premises.
  • If different from the location of exits, the location of escape routes from the premises.
  • The locations on or from the premises to be used for the licensable activity and in the case of an application where the premises is to be used for more than one licensable activity the location for each activity.
  • In a case where the application relates to the supply of alcohol, the location or locations on the premises which is or are to be used for the consumption of alcohol.
  • Fixed structures (including furniture) or similar objects temporarily in a fixed location (but not furniture) which may impact on the ability of individuals on the premises to use exits or escape routes without impediment.
  • In a case where the premises includes a stage or raised area, the location and height of each stage or area relative to the floor.
  • The location and type of any fire safety and other safety equipment including, if applicable marine safety equipment.
  • The location of a kitchen, if any on the premises.

4)  An assessment of the maximum number of persons permitted on the premises (including staff).

(Refer to the publications at Annex E and Annex F of Guidance Issued under section 182 of the Licensing Act 2003.)

5)  An assessment of the requirement to provide Door Supervisors.

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Child Protection Agency - Advice to Applicants

This advice is provided by Bath and North East Somerset Social Services on behalf of the Area Child Protection Committee.

Introduction

One of the objectives of the Licensing Act is the Protection of Children and the following guidance is intended to help applicants to achieve this objective and to help with the desired outcomes for the children who live in this area.

In the government document ‘Every Child Matters; Change for Children ,young people and children were asked about what was important in their lives .They identified the following outcomes which have now been adopted as the cornerstone of the Children Act 2004.

  • Being healthy
  • Staying safe
  • Enjoying and achieving
  • Making a positive contribution
  • Achieving economic well being.

The local authority has these outcomes as the basis of all the services that are provided for or involved with children.

Alcohol

Age:    Provisions should be in place to see that alcohol is not served to, nor purchased on behalf of, under-age young people. This should include use of an identification scheme which involves specific documentation or photographic evidence from a passport or a driving licence.

Advertising: Applicants are commended to consider the ‘Code of Practice of the Naming, Packaging and Promotion of Alcoholic Drinks’ operated by the Portman Group. The code addresses issues about marketing alcohol in a manner which may appeal to or attract young people. Applicants should also give consideration to their soft drink pricing policy so as not to discourage consumption of soft drinks by young people.

Community

Drugs:  As well as issues about the sale of alcohol to young people the sale of and use of drugs on licensed premises is also a child protection concern.

Noise:  Managers of licensed premises or clubs that are situated in residential areas need to be aware that children and young people living near those premises may be disturbed by any excessive noise, including that made by customers leaving premises late at night. This should be addressed through verbal advice and written notices to customers or members.

Environment:  Where licensed premises or clubs are in close proximity to schools, nurseries, or other children’s provision, then there needs to be an awareness of issues of alcohol use and adult entertainment especially during the day and in garden or outside areas.

Premises

Entertainment:  All provisions must be in place for the protection of children from adult entertainment, including from the showing of films with inappropriate classifications, films considered unsuitable for children by the local council or where there is a strong element of gambling on the premises.

Child Entertainment:  Where an event takes place on licensed premises which is directly aimed at children, such as a children’s show or pantomime, then consideration must be given to the number of adults required to be present, and the responsibilities of those adults, to see that children are safe and protected from harm.           

Accommodation:  If the licensed premises include residential accommodation then consideration must be given as to how any residential provision for children is separated out from business premises.

Child-minding:  If children are living on the premises then adequate minding arrangements must be in place whilst their parents/carers are working. Working bar staff cannot mind children living in separate accommodation nor care for children within the licensed areas.

Restrictions:  Where the Licensing Authority has placed specific restrictions on a license relating to children then any breach of those restrictions coming to the attention of the County Council will be referred immediately to the Licensing Authority.

Smoking:  The affects of a smoking environment on children is a serious issue of harm and consideration must be given to having an area free from smoke on premises where children may be present.

People

Age of Staff: No staff under the age of 18 years are to be employed on the premises where adult entertainment takes place.

Criminal Records:  Any staff working on licensed premises who may have specific access to children through the nature of their employment (supervised play areas, children’s theatre or entertainment) must have appropriate Criminal Records Bureau checks.

Entertainers:  Any external children’s entertainers who are contracted to work on licensed premises should produce a personal and recent Criminal Records Bureau check or ‘subject access’ document from the police.

Contact

For advice or discussion please contact John Barnes 01225 396220.

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How to Transfer a Premises Licence

This application allows an individual or business to transfer a premises licence into their name. The transfer does not alter the licence in any way other than to change the identity of the licence holder.

A premises licence will lapse if the named premises licence holder dies, becomes incapacitated or insolvent.  In the case of a company, the licence will lapse when it becomes insolvent or dissolved and in the case of a club, when it ceases to be recognised as a club.

The licence may be reinstated if an application for a transfer is made within 7 days of it lapsing. The submission of a transfer application has immediate effect and must be determined (and granted if there has been no Police objection) within 14 days.

When would a transfer be necessary?

A transfer would be used, for example, if a licensed premises was sold to another party. The transfer would allow the new owner to specify themselves as the premises licence holder.

Who should apply for a transfer?

The individual / business wishing to take over the premises licence should make the application to transfer. They will need to get the consent of the existing licence holder. If it is not possible to contact the existing licence holder, i.e. if he has left the premises without giving a forwarding address, then the applicant must state this, and the steps taken to try and obtain the consent, on the application form.

Does the transfer change the licence in any other way?

No, as mentioned before the transfer only changes the name of the holder. Any other changes will require an application to vary the licence. Separate guidance is available.

Duration of Licence

Premises Licences last for the life of the business. If the business is deemed to have ended prior to a transfer taking place then it will be necessary to make an application for a new premises licence.

What is a Designated Premises Supervisor?

Any premises supplying alcohol must appoint a Designated Premises Supervisor (DPS).  This person is ultimately responsible for everything that happens on the premises.  You are only permitted to nominate one DPS per premises.  The DPS does not have to be present all the time.  However, as they are responsible for ensuring the premises are compliant with the law, we would suggest you appoint somebody who has day-to-day responsibility for the relevant part of the business.

The DPS must hold a valid personal licence. A separate guidance sheet and application form is available.

How does the application to transfer the licence affect the DPS?

The transfer application will not change the identity of the DPS, therefore if the new licence holder wishes to nominate a new DPS they must submit an application to do so. Separate guidance available.

The new licence holder must also inform the DPS when the transfer application is made and when it is granted. Failure to do so is a criminal offence.

What is an Interim Authority Notice?

An Interim Authority Notice allows a personal representative of the named licence holder, a person with enduring power of attorney, an insolvency practitioner or a person with a prescribed interest in the premises to temporarily take hold of the premises licence when the licence lapses.

The application for interim authority must be made within 7 days of the licence lapsing and lasts for 2 months, unless cancelled.

During this period the holder of the interim authority can make an application for a transfer of the licence.

What if there is a gaming permit for the premises?

When an application to transfer a premises licence is granted any existing gaming permits for the premises become invalid. A new permit will need to be obtained. Forms may be downloaded from our application forms webpage or you can contact us directly and we can post/email one to you.

Applying to Transfer a Premises Licence

Forms may be downloaded from our application forms webpage or you can contact us directly and we can post/email one to you.  

Documents to be Included

You must enclose the following:

  • A completed application form including the consent of the existing licence holder (or the reasons why you have not been able to obtain the consent.)
  • The fee of £23 made payable to Bath and North East Somerset Council (B&NES)
  • The existing premises licence, if available, or the reasons why you have not been able to supply it.

The application should be sent to:

Licensing Services
9-10 Bath Street
Bath
BA1 1SN

Copy to the Police

A copy of the completed application form must also be sent to the Police at the following address:

Avon and Somerset Constabulary
Liquor Licensing Bureau
New Bridewell
Bridewell Street
Bristol
BS1 2QH

Incomplete Applications

We cannot accept incomplete applications. The time limit for processing will not start until you have submitted a correctly completed application form, fee, all other documentation required and a copy has been received by the Police.

When you are unable to enclose the existing premises licence or the consent from the existing licence holder

If you cannot enclose the existing premises licence / consent of the existing licence holder you must state on the application form what steps you have taken to obtain it and why you have been unable to do so.

Notifying the Designated Premises Supervisor

Where there is a Designated Premises Supervisor for the premises, you must notify them immediately of your application. You must then notify them when it is granted. Failure to do so is a criminal offence, punishable on summary conviction by a maximum fine of £1,000.

When does the transfer take effect?

You can specify whether you want the transfer to take immediate effect or to take effect from a certain date.

What happens to your application?

The Police have 14 days to consider your application and to make a representation if they have any concerns.

If a representation is made, a hearing will be held to determine the matter. (The transfer will continue to be in effect until the outcome of the hearing.)

If no representations are made the transfer application will be granted at the end of the 14 day period.

This information has been made as comprehensive as possible.  However, in attempting to simplify the law, certain requirements have been omitted.  Full details of what you must do are in the legislation itself. 

Laws can and do change.  This information was accurate when produced, but may have changed since.  We must advise that only the Courts can give an authoritative opinion on statute law.

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How to Vary the Designated Premises Supervisor

This application allows the Premises Licence Holder to nominate a new Designated Premises Supervisor (DPS). It does not alter the licence in any other way.

What is a Designated Premises Supervisor?

Any premises supplying alcohol must appoint a Designated Premises Supervisor (DPS).  This person is ultimately responsible for everything that happens on the premises.  You are only permitted to nominate one DPS per premises.  The DPS does not have to be present all the time.  However, as they are responsible for ensuring the premises are compliant with the law, we would suggest you appoint somebody who has day-to-day responsibility for the relevant part of the business.

The DPS should identify the members of staff who will take responsibility for the premises in their absence. It is good practice to specify in writing who the members of staff will be, possibly by way of a notice saying “I (name of DPS) in my capacity as Designated Premises Supervisor for (name of premises) nominate (name of staff member) to take responsibility of the premises during my absence.” Both the DPS and the nominated member of staff should sign the notice to confirm they both consent to the arrangement.

The DPS must hold a valid personal licence. A separate guidance sheet and application form is available

When would it be necessary to vary the DPS?

There are a number of occasions when it may be necessary to nominate a new Designated Premises Supervisor; the existing DPS may be moving away from the premises (including temporary absences of longer than one month) or they may have fallen ill and become unable to continue working.

Who should make the application to vary the DPS?

Only the Premises Licence Holder may make the application to vary the Designated Premises Supervisor. They will need to get the consent of the proposed new DPS in order to complete the application.

Does changing the DPS alter the licence in any other way?

No, as mentioned before this application only changes the person nominated to as the Designated Premises Supervisor. Any other changes will require an application to vary the licence. Separate guidance is available.

What about the existing DPS?

The premises licence holder must inform the existing Designated Premises Supervisor of the application to nominate a new DPS. Failure to do so is a criminal offence.

Applying to Vary the Designated Premises Supervisor

Forms may be downloaded from our application forms webpage or you can contact us directly and we can post/email one to you. 

Documents to be Included

You must enclose the following:

  • A completed application form including the consent of the proposed new DPS.
  • The fee of £23 made payable to Bath and North East Somerset Council (B&NES)
  • The existing premises licence, if available, or the reasons why you have not been able to supply it.

The application should be sent to:

Licensing Services
9-10 Bath Street
Bath
BA1 1SN

Copy to the Police

A copy of the completed application form must also be sent to the Police at the following address:

Avon and Somerset Constabulary
Liquor Licensing Bureau
New Bridewell
Bridewell Street
Bristol
BS1 2QH                                   

Incomplete Applications

We cannot accept incomplete applications. The time limit for processing will not start until you have submitted a correctly completed application form, fee, all other documentation required and a copy has been received by the Police.

When you are unable to enclose the existing premises licence

If you cannot enclose the existing premises licence you must state on the application form what steps you have taken to obtain it and why you have been unable to do so.

Notifying the existing Designated Premises Supervisor

Where there is already a Designated Premises Supervisor for the premises, you must give them a copy of your application. Failure to notify them is a criminal offence, punishable on summary conviction by a maximum fine of £1,000.

When does the DPS variation take effect?

The DPS variation will take immediate effect.

What happens to your application?

The Police have 14 days to consider your application and to make a representation if they have any concerns.

If a representation is made, a hearing will be held to determine the matter. The DPS variation will continue to be in effect until the outcome of the hearing.

If no representations are made the transfer application will be granted at the end of the 14 day period.

This information has been made as comprehensive as possible.  However, in attempting to simplify the law, certain requirements have been omitted.  Full details of what you must do are in the legislation itself. 

Laws can and do change.  This information was accurate when produced, but may have changed since.  We must advise that only the Courts can give an authoritative opinion on statute law.

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